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Forty
years ago, Dorothy Gautreaux and three other public housing residents
filed two class-action lawsuits in Chicago, one of which would make
its way to the Supreme Court. The Court’s unanimous Hills
v. Gautreaux decision resulted in a 1976 settlement that set
in motion an attempt to end decades of racially discriminatory practices
in Chicago public housing—and eventually the nation.
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| IPR faculty participating
in the Gautreaux conference with Alexander Polikoff. From
left: Fay Lomax Cook, Leonard Rubinowitz, Polikoff, Mary
Pattillo, James Rosenbaum, and Greg Duncan. |
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Thanks to the Gautreaux program that grew out of the settlement,
more than 6,000 poor, black Chicago families moved out of their
blighted, inner-city housing projects into low-poverty, mostly white
suburban neighborhoods. Faculty from Northwestern’s Institute
for Policy Research (IPR) were among the first to measure and document
the successes and failures of residential mobility programs since
the 1976 launch of Gautreaux. The conference “Gautreaux at
40: Race, Class, Housing Mobility, and Neighborhood Revitalization,”
organized by Leonard
S. Rubinowitz, law, brought together on March 3 more than 400
academics, activists, developers, officials, and public housing
residents to discuss and debate the legacy and ongoing impact of
these landmark decisions. The School of Law and IPR cosponsored
the conference. In tracing the public housing issue from 1966, when
it was joined in the courts and the streets through Martin Luther
King, Jr.’s march in Chicago for open housing, Rubinowitz
marveled, “Who could have imagined that 40 years later several
hundred of us would gather to discuss and debate these issues that
seem to have no end.”
IPR
faculty studies on Gautreaux
James Rosenbaum, human
development and social policy, conducted the first studies on Gautreaux
I, which helped to lay the foundation for the Moving to Opportunity
(MTO) Program implemented by the U.S. Department of Housing and
Urban Development (HUD) in 1994.
Rubinowitz and Rosenbaum also documented a truly unusual circumstance—moving
poor black families into predominantly middle-class white suburbs.
They recounted the Gautreaux pioneers’ complex experiences
resulting from racism and harrassment to improved life outcomes
in their book Crossing
the Class and Color Lines: From Public Housing to White Suburbs
(University of Chicago Press, 2000).
Currently, Greg Duncan,
human development and social policy, is leading an evaluation of
Gautreaux II families. This second-wave study will provide important
qualitative data that could not be gathered from the original Gautreaux
research due to limitations in the original program’s design.
Gautreaux’s
legacy: What have we learned?
In Duncan’s review of Gautreaux I and II and MTO programs,
he found mixed results. Gautreaux I families relocated between 1976
and 1998, with the bulk of moves occurring in the mid-1980s. Once
admitted to the program, participants were given Section 8-type
vouchers, which subsidize rents for private, marketrate housing
based on income. Participants were required to move into neighborhoods
with a census tract population that was no more than 30 percent
African American.
Duncan found that 15 years after Gautreaux I’s implementation,
67 percent of the mothers placed in the suburbs were still residing
in the suburbs. Neighborhood poverty rates were as low as they had
been in their placement neighborhoods. More important, children
who moved with their mothers and had since become adults were nearly
as likely as their mothers to live in the suburbs and in low-poverty
neighborhoods. Duncan called it a true story of “intergenerational
success.”
Earlier studies by Rosenbaum and others showed that children’s
attitudes toward school improved and their grades did not drop if
they were placed in suburban rather than city neighborhoods. These
studies also found the children were more likely to graduate high
school, enter college, and enroll in better colleges (four-year
versus two-year colleges). They were also more likely to get jobs
and to be employed at higher paying jobs.
Unfortunately, preliminary results for Gautreaux II families, who
moved between 2002 and 2003, have not been as promising. Families
who moved a second time ended up in neighborhoods with higher rates
of poverty and percentages of African Americans than Gautreaux I
families. These moves seem to be undoing the benefits of the initial
move in Gautreaux II, Duncan noted, but the jury is still out on
the longer term fortunes of these families.
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James
Rosenbaum discusses housing issues with Xavier de Souza
Briggs. |
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In between Gautreaux I and II came MTO. Buoyed by Rosenbaum’s
Gautreaux documentation and seeking more complete answers to the
public housing puzzle, HUD implemented the MTO program in five cities—Baltimore,
Boston, Chicago, Los Angeles, and New York—between 1994 and
1998. MTO was designed to fill a research gap in the Gautreaux I
program—the absence of control groups. Thus, MTO was a random-assignment
program that studied two major groups: a treatment group offered
assistance to move to more affluent neighborhoods and a control
group that was not offered such assistance. The MTO mandated destination
neighborhoods with poverty rates of 10 percent or less, while Gautreaux
I only targeted race and Gautreaux II set criteria for both race
and poverty.
According to Duncan, MTO’s most striking success has been
a sharp improvement in the mental health of the mothers who moved,
with cases of depression being cut in half. Mothers cited getting
away from gang- and drug ridden neighborhoods as their number one
reason for moving.
However, evaluators found that although children of MTO participants
attended somewhat higher-achieving schools, these were still under
performing schools, scoring below state achievement levels. Participants
also did not experience higher employment, nor less welfare receipt
when compared with the control group—though the late 1990s
was a time when the control group doubled its employment rate, posing
a high standard for the treatment group to exceed.
Rosenbaum explained this might also be due to the fact that when
MTO families changed neighborhoods, most of the moves were less
than 10 miles away—compared with an average of 25miles for
the Gautreaux participants. This permitted MTO families to move
to highly segregated neighborhoods and even allowed their children
to remain in the same schools.
Public
housing: Where do we go from here?
Highlighting the stigma of subsidized housing that attaches itself
to families who move, Xavier de Souza Briggs, Massachusetts Institute
of Technology, spoke about how the “politics of property”
shapes housing opportunities. There is no evidence to show that
Section 8 vouchers or other subsidies “typically” decrease
housing values, he noted. In fact, the opposite can be true: Investments
in affordable housing can help to revitalize neighborhoods. To improve
next-generation housing policies serving the poorest families, including
those in public housing, he called for improved mobility counseling
and targeting, the use of performance management frameworks, and
programs to promote stability and adaptation by relocated families.
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Susan Popkin, senior research associate at the Urban
Institute addresses the conference. |
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Susan J. Popkin (PhD, Northwestern University) of the Urban Institute,
a former IPR research associate, underlined the urgent need for
a dedicated effort to house the remaining “hard-to house”
families. She spoke about “war-zone” conditions that
have damaged some residents to the point where they cannot function
in a normal community. “We owe these families, especially
the children, a serious effort to try to stabilize their situations
and help them to move to better, safer neighborhoods,” she
said.
Duncan proposed that residential mobility programs should be examined
in the wider context of programs that might help low-income families.
He gave the example of Milwaukee’s successful New Hope work-support
program. New Hope offers a cafeteria-style program of benefits,
including child-care and income supports, providing the working
poor with the same opportunity as the middleclass to balance the
demands of work and family, Duncan said.
Perhaps the most radical proposal for “dismantling the black
ghetto” came from Alexander Polikoff, lead counsel in the
Gautreaux lawsuits. He presented his idea for a national Gautreaux
program under which a portion of existing housing vouchers would
be “recycled” and offered to 50,000 black families each
year. Polikoff explained why he thought such a program would be
fiscally and programmatically feasible and, in a decade, would enable
half of the resident black families to leave their ghettos. Polikoff
believes this would trigger redevelopment that would end black ghettos
as we know them.
The public housing debate has gained new strength and relevance
in the wake of Hurricane Katrina. But it involves a complex set
of issues, actors, and competing interests, compounded by too little
understanding of what public housing residents want themselves.
While some evidence indicates that by moving, such residents can
do better, the conference also showed that poorly designed interventions
and insufficient resources mean they can also do the same or worse.
A group of public housing residents who attended the conference
made it perfectly clear that they are not happy about being forced
to leave their communities and social networks behind. “These
are our homes you are talking about,” one argued.
For a complete bibliography of Gautreaux research by IPR faculty,
please go to
www.northwestern.edu/ipr/publications/Gautreaux.html.
Conference papers will be published online this summer in the newly
launched Northwestern
Journal of Law and Social Policy. The complete conference
program can be viewed at www.law.northwestern.edu/faculty/conferences/research/gautreaux.html.
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